John Carroll University B.S.B.A. ‘74
Licenses 7, 63, 55 and 24
Dave began his career at Roulston & Company in 1975 where he was an Institutional Sales Trader and traded for managed accounts. He joined Robert W. Baird in 1986 as an Institutional equity trader and subsequently joined Blunt Ellis & Loewi as head of institutional trading. Dave headed institutional trading at Kemper Securities (later Everin Securities) after Blunt Ellis & Loewi merged with them in 1990. In 2000 he joined Stifel Nicolaus in Denver heading their desk. In 2004 he joined Next Generation Research as an Institutional Sales Trader covering primarily the west coast. In 2006 he joined Wunderlich Securities in Denver as an Institutional Sales Trader and in 2009 he joined Northcoast Research where he is an Institutional Sales Trader covering the west coast.