Terms and Conditions
At Northcoast Research Partners, LLC and it affiliated companies, we recognize the importance of protecting your privacy and we have policies in place to maintain the confidentiality and security of your personal information. (click here)
We shall use reasonable precautions to maintain the confidentiality of the information you provide to us and you have created, input or developed in connection with your use of the information, but because such information can be accessed through the internet, you hereby acknowledge and agree that there can be no assurance that the information and material provided to you or any communication through E-mail will remain secure. In addition, we may disclose this information to our employees, representatives, officers, directors, agents and affiliates as well as a government entity or any other third party agent or provider for any purpose related to the conduct of our business or the to the offering, providing or maintaining of the information; or to comply with applicable rules, orders, subpoenas or other legal process, or in order to give information to any governmental agent or official requesting such information; or for any other legitimate business purpose.
As a condition of your use of the Site, you hereby indemnify and hold harmless Northcoast Research Partners, LLC, its affiliates, officers and directors, employees, vendors, licensors, agents and any third party provider against any and all claims, losses, liabilities, damages, costs and expenses (including reasonable attorney’s fees and costs) arising out of your use of any of the data or any errors or delays in the web content. Data and other information presented on this website have been obtained from sources considered reliable, but are not guaranteed, and we make no representation or warranty as to the accuracy or completeness of the information contained on our website, and it should not be relied upon as such. We cannot guarantee information or transaction delivery speed and timeliness.
You are expected to take full responsibility or any and all of your investment decisions. The information presented on our website is provided only as an aid for informing those who make their own investment decisions and are not to be used or considered as an offer to sell or solicitation of any offer to buy any financial instruments. Any investment decisions you make will be based on your evaluation of you own investment goals and objectives, risk tolerance, and financial condition. We and our affiliates accept no liability whatsoever for any direct or consequential losses arising from any uses of the information obtained on our through our website.
Northcoast Research Partners Business Continuity Plan Summary (click here)
For additional important disclosures please see https://northcoast.bluematrix.com/sellside/Disclosures.action
SEC Rule 606
Pursuant to SEC Rule 606, Northcoast Research Partners, LLC (“NRP”) is required to make publicly available a quarterly report with regard to its’ routing of non-directed customer orders. NRP has a clearing relationship with BNY Pershing LLC (“Pershing”). NRP does not make the order routing decisions for the execution of orders on market centers and therefore we have provided the link to Pershing’s publicly disclosed Rule 606 order routing statistics below. Pershing LLC does receive compensation from market makers they route order flow to which Pershing discloses the specifics of these arrangements under the Material Aspects section of their Rule 606(a) report. For information on where Pershing routes orders they receive can be found in the order Routing SEC Rule 606 Disclosure link to their public website.
SEC Rule 607
Pursuant to SEC Rule 607, NRP is required to disclose its Payment for Order Flow practices. NRP does not accept payment for order flow from Pershing.